We Know How to Handle the Financial Industry’s Challenges
We are keenly aware of the challenges our clients face. From heightened regulatory oversight in the financial services sector to the lingering lack of liquidity experienced by investors, these challenges can have a significant financial impact on financial businesses. But there are ways to overcome them. With the support of an experienced CPA, it is possible to position your business for success.
Detailed Financial Services for Broker/Dealers
We work with independent broker dealers and broker dealer firms to help protect their financial interests and provide a wide range of services, including:
- Regulatory compliance
- Net capital issues
- Business entity choices
- Tax structure
- Domicile choice
- Valuation services
- Startup considerations
- Profit and loss analyses
- Growth planning
- AML reviews
Expert Services for Hedge Funds
PNF Certified Public Accountants provides services to hedge funds and strategic advice to the managers of hedge funds and investment partnerships, regarding:
- Proper tax structure, tax preparation and compliance
- Auditing of funds, including offshore funds
- Business entity choice, including the creation of offshore entities
- Regulatory compliance, including the Anti-Money Laundering Act, USA Patriot Act, Sarbanes-Oxley
- Portfolio reporting
- Record keeping
- Consulting with regard to agreed-upon procedures and special reports
- Registered Investment Advisory analyses
- Regulation D requirements
- Cheap stock issues
- Mergers and acquisitions
- Security exchange expertise
With our background working in corporate finance and work for hedge funds, we know exactly what you need now to remain competitive and achieve your goals.
We also offer specialty services ranges for financial professionals involved in high-stakes transactions, managing escalated situations or enduring financial challenges. These services range from accounting, audit, tax, advisory, due diligence, and forensic accounting to fraud investigation, litigation support, turnaround and restructuring, bankruptcy, valuation, tax recovery, and SAS 70 audits.
We are considered an industry leader in securitization and specialty finance matters, and we offer sophisticated and comprehensive services with personalized attention.
Increase Your Business’s Financial Security With the Help of PNF CPAs
We bring the power of the tax code to businesses in all industries. In addition to our 60-plus aggregate years of accounting and tax experience, our team consists of business owners, bank managers and warehouse managers, as well as current payroll specialists, enrolled agents and real estate agents.